The New Scientist reported last night a theory explaining why Europeans are generally individualists while East Asians are collectivists. According to Thomas Talhelm, a social psychologist the University of Virginia in Charlottesville, rice farming seems to have fostered collective thinking while wheat farming favoured individualism.
I am surprised that anything like this gets published on a reasonably reputable news site like New Scientist.
When I was living in Japan, I came across dozens of university-educated Japanese who held the firm belief that the Japanese were more collectivistic because they were traditionally farmers, while Europeans, they thought, were hunter-gatherers until recently ! I was incredulous that "educated" adults would know so little of world history as to make such ridiculous assumptions. Mr Talhelm's theory reminded me of my Japanese experience, although his position is less excusable as he is a university researcher studying this particular topic.
Firstly, the premises are utterly wrong. Not all European cultures are classified as individualistic. There are bigger differences in individualism levels between north-west and south-east Europe than between, say Germany and Japan.
Secondly, wheat (and barley) agriculture originated in the Middle East and has remained very much the predominant cereal crop there to this day. In contrast Europeans developed many other starchy crops, such as corn, potatoes, oats and even rice in Italy and Spain. In the Indian subcontinent, both wheat/barley and rice are produced. Yet Middle Eastern and South Asian societies are collectivists, just like East Asian ones. Nowadays the Japanese may have become more individualistic than most Indians and Middle Easterners.
If we look at the map of individualism in Europe, the first thing we see is that individualism is pretty much a Celto-Germanic phenomenon, with a particularly strong correlation with Y-chromosomal haplogroup R1b, as well as with the distribution of red hair (=> see maps).
In fact the individualism scores for the Balkans and Portugal are even lower than in the Middle East, South Asia and Japan, and comparable to China or Southeast Asia.
If the history of wheat farming had any influenced on shaping individualistic personalities, we should expect to find the strongest individualism in the Fertile Crescent, Anatolia and the Balkans. Instead, individualism peaks in north-west Europe, one of the last regions to adopt agriculture in western Eurasia and North Africa.
The case of Japan is also enlightening since agriculture did not reach the archipelago until 2500 years ago, and only spread as far north as the northern island of Hokkaido in the 17th century. In other words, the Japanese become farmers some 3500 years after people in the British Isles and Scandinavia, and 9000 years after the Fertile Crescent.
So on the one hand we see that regions of western Eurasia where cereal farming arose early are not more collectivist than regions that adopted farming late. But on the other hand there is hardly any difference within East Asia between early and late adopters. That may be because there was a genetic influx from Korea and China to Japan, but population genetics has shown that about 40% of Japanese genes (average of autosomal, Y-DNA and mtDNA) can be traced back to the aboriginal hunter-gatherers of the Jomon period.
The theory that I proposed many years ago on this site is that individualism arose with the Indo-Europeans, and particularly the western R1b branch associated with Italic, Celtic and Germanic people. Bronze Age Indo-Europeans were not cereal farmers, nor hunter-gatherers, but essentially (horse-riding) pastoralists, specialising in cattle breeding. Their society was also the first in Europe to be very strongly patriarchal, especially as opposed to the very matriarchal cultures of the Neolithic period. They invaded Europe, Central Asia and South Asia and ruled as a conquering class, establishing the first true hierarchical societies in (pre)history, over a millennium before the rise of dynasties in Babylon and Egypt.
In this Bronze Age pastoralist society, land and personal possessions (bronze and gold artefacts) were highly valued, and social classes well defined by wealth and property. It is in this society, I believe, that lie the true roots of individualism.
Temperament has been described as the hereditary/genetic part of one's personality. It is well known that different breeds of dogs have clear-cut temperaments, yet each individual dog can have their own personality. The same is true for humans. From my observations, individualism partly cultural and partly hereditary. Within a same country and culture, strongly individualistic temperaments seem to run in some families. Education can soften up strong individualistic tendencies, but probably not eradicate it. It works the other way too.
Consequently, it wouldn't be surprising that genes for individualism were diffused by the Indo-Europeans and carriers of haplogroups R1. Naturally these genes are almost certainly not located on the Y chromosome itself, since women can be just as individualistic as men.
I am surprised that anything like this gets published on a reasonably reputable news site like New Scientist.
When I was living in Japan, I came across dozens of university-educated Japanese who held the firm belief that the Japanese were more collectivistic because they were traditionally farmers, while Europeans, they thought, were hunter-gatherers until recently ! I was incredulous that "educated" adults would know so little of world history as to make such ridiculous assumptions. Mr Talhelm's theory reminded me of my Japanese experience, although his position is less excusable as he is a university researcher studying this particular topic.
Firstly, the premises are utterly wrong. Not all European cultures are classified as individualistic. There are bigger differences in individualism levels between north-west and south-east Europe than between, say Germany and Japan.
Secondly, wheat (and barley) agriculture originated in the Middle East and has remained very much the predominant cereal crop there to this day. In contrast Europeans developed many other starchy crops, such as corn, potatoes, oats and even rice in Italy and Spain. In the Indian subcontinent, both wheat/barley and rice are produced. Yet Middle Eastern and South Asian societies are collectivists, just like East Asian ones. Nowadays the Japanese may have become more individualistic than most Indians and Middle Easterners.
If we look at the map of individualism in Europe, the first thing we see is that individualism is pretty much a Celto-Germanic phenomenon, with a particularly strong correlation with Y-chromosomal haplogroup R1b, as well as with the distribution of red hair (=> see maps).
In fact the individualism scores for the Balkans and Portugal are even lower than in the Middle East, South Asia and Japan, and comparable to China or Southeast Asia.
If the history of wheat farming had any influenced on shaping individualistic personalities, we should expect to find the strongest individualism in the Fertile Crescent, Anatolia and the Balkans. Instead, individualism peaks in north-west Europe, one of the last regions to adopt agriculture in western Eurasia and North Africa.
The case of Japan is also enlightening since agriculture did not reach the archipelago until 2500 years ago, and only spread as far north as the northern island of Hokkaido in the 17th century. In other words, the Japanese become farmers some 3500 years after people in the British Isles and Scandinavia, and 9000 years after the Fertile Crescent.
So on the one hand we see that regions of western Eurasia where cereal farming arose early are not more collectivist than regions that adopted farming late. But on the other hand there is hardly any difference within East Asia between early and late adopters. That may be because there was a genetic influx from Korea and China to Japan, but population genetics has shown that about 40% of Japanese genes (average of autosomal, Y-DNA and mtDNA) can be traced back to the aboriginal hunter-gatherers of the Jomon period.
The theory that I proposed many years ago on this site is that individualism arose with the Indo-Europeans, and particularly the western R1b branch associated with Italic, Celtic and Germanic people. Bronze Age Indo-Europeans were not cereal farmers, nor hunter-gatherers, but essentially (horse-riding) pastoralists, specialising in cattle breeding. Their society was also the first in Europe to be very strongly patriarchal, especially as opposed to the very matriarchal cultures of the Neolithic period. They invaded Europe, Central Asia and South Asia and ruled as a conquering class, establishing the first true hierarchical societies in (pre)history, over a millennium before the rise of dynasties in Babylon and Egypt.
In this Bronze Age pastoralist society, land and personal possessions (bronze and gold artefacts) were highly valued, and social classes well defined by wealth and property. It is in this society, I believe, that lie the true roots of individualism.
Temperament has been described as the hereditary/genetic part of one's personality. It is well known that different breeds of dogs have clear-cut temperaments, yet each individual dog can have their own personality. The same is true for humans. From my observations, individualism partly cultural and partly hereditary. Within a same country and culture, strongly individualistic temperaments seem to run in some families. Education can soften up strong individualistic tendencies, but probably not eradicate it. It works the other way too.
Consequently, it wouldn't be surprising that genes for individualism were diffused by the Indo-Europeans and carriers of haplogroups R1. Naturally these genes are almost certainly not located on the Y chromosome itself, since women can be just as individualistic as men.